Disciplined List
Stirrett, Dwight Allen
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Date of Order or Settlement:
1999-12-07
Sanction:
- An undertaking to comply with the Securities Act, Securities Rules and all other applicable securities legislation
- An undertaking to successfully complete the Partners, Directors and Senior Officers Qualifying Examination, as offered by The Canadian Securities Institute, by December 31, 2000
Supporting Documents:
Violation:
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Failure to deal honestly, fairly and in good faith with clients
Ruling Body:
BCSCPayment Agreed/Ordered:
$1,000 plus $500 in costs