Disciplined List
Sutcliffe, Donald John
-
Date of Order or Settlement:
2000-03-06 -
Banned Until:
2000-09-06
Sanction:
- 6-month director/officer ban with conditions
- 6-month investor relations ban
Supporting Documents:
Violation:
-
Misrepresentations
Ruling Body:
BCSCPayment Agreed/Ordered:
$5,000 plus $5,000 in costs