Disciplined List
Tranter, Peter Oliver
-
Date of Order or Settlement:
1996-07-29 -
Banned Until:
2016-07-29
Sanction:
- 20-year trading ban
- 20-year director/officer ban with conditions
- An order to comply with section 70 of the Securities Act
Supporting Documents:
Violation:
- Failure to fulfill duties and responsibilities of a director
- Failure to file insider reports
Ruling Body:
BCSCPayment Agreed/Ordered:
$10,000 plus costs