Disciplined List
Trociuk, Kenneth William
-
Date of Order or Settlement:
2004-02-18 -
Banned Until:
2008-02-18
Sanction:
- 4-year trading ban with conditions
- 4-year director/officer ban
Supporting Documents:
Violation:
- Creating a misleading appearance of trading activity
- Acting contrary to the public interest
Ruling Body:
BCSCPayment Agreed/Ordered:
$11,500 plus $3,500 in costs