Disciplined List
Hansen, Wayne A.
-
Date of Order or Settlement:
2002-05-10 -
Banned Until:
2010-05-10
Sanction:
- 8-year trading ban with conditions
- 8-year director/officer ban with conditions
- 8-year investor relations ban
- An undertaking to comply fully with the Securities Act, the Securities Rules, and any applicable regulations
Supporting Documents:
Violation:
- Misrepresentations
- Failure to fulfill the duties and responsibilities of a director
Ruling Body:
BCSCPayment Agreed/Ordered:
$12,000 plus $3,000 in costs