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Disciplined List

Hansen, Wayne A.

  • Date of Order or Settlement:

    2002-05-10
  • Banned Until:

    2010-05-10

Sanction:

  • 8-year trading ban with conditions
  • 8-year director/officer ban with conditions
  • 8-year investor relations ban
  • An undertaking to comply fully with the Securities Act, the Securities Rules, and any applicable regulations

Supporting Documents:

Violation:

  • Misrepresentations
  • Failure to fulfill the duties and responsibilities of a director

Ruling Body:

BCSC

Payment Agreed/Ordered:

$12,000 plus $3,000 in costs