Disciplined List
Holoboff, Mervin Derrick aka Holoboff, Derrick Mervin Constance
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Date of Order or Settlement:
1993-07-20 -
Banned Until:
2018-07-20
Sanction:
- 25-year trading ban with conditions (BCSC)
- 25-year director/officer ban with conditions (BCSC)
- Lifetime trading ban (ASC)
Supporting Documents:
Violation:
- Unregistered advising (ASC)
- Unregistered trading (ASC)
- Unregistered distribution (ASC)
- Misrepresentation (ASC)