Disciplined List
Woo, Hung Chi (Patrick)
-
Date of Order or Settlement:
2004-10-25 -
Banned Until:
2014-10-25
Sanction:
- 10-year trading ban
- 10-year director/officer ban with conditions
- 10-year investor relations ban
Supporting Documents:
Violation:
- Unregistered trading
- Stock manipulation
Ruling Body:
BCSCPayment Agreed/Ordered:
$37,000 plus $3,000 in costs