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Enforcement

Disciplined List

Moy, Phillip

  • Date of Order or Settlement:

    2006-07-13

  • Banned Until:

    2008-07-13

Sanction:

  • 2-year director/officer ban with conditions
  • An order to comply fully with the Securities Act, Securities Rules and any applicable regulations and policies
  • A reprimand
  • An undertaking not to prepare, approve or file information with the BCSC on the behalf of a type of issuer for a period of 2 years

Supporting Documents:

Violation:

  • Filing misleading information
  • Acting contrary to the public interest

Ruling Body:

BCSC

Payment Agreed/Ordered:

$40,000 plus $10,000 in costs