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Enforcement

Disciplined List

DeVries, John

  • Date of Order or Settlement:

    2007-01-29

  • Banned Until:

    2024-01-29

Sanction:

  • 17-year trading ban
  • 17-year director/officer ban
  • 17-year investor relations ban
  • An order to comply fully with the Securities Act, Securities Rules, and any applicable regulations, policies and guidelines

Supporting Documents:

Violation:

  • Illegal Distribution
  • Unregistered activity

Ruling Body:

BCSC

Payment Agreed/Ordered:

$500,000 (for restitution to victims via the Civil Forfeiture Office)