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Enforcement

Disciplined List

Pasquill, Earle Douglas

  • Date of Order or Settlement:

    2015-03-16

Sanction:

  • Permanent ban from purchasing and trading in securities or exchange contracts with conditions (2015)
  • Permanent director/officer ban (2015)
  • Permanent ban from becoming or acting as a promoter (2015)
  • Permanent ban from acting in a management or consultative capacity in connection with activities in the securities market (2015)
  • Permanent investor relations ban (2015)
  • An order to comply fully with Securities Act, the Securities Rules, and any applicable regulations (2007)

Supporting Documents:

Violation:

  • Fraud (2014)
  • Illegal distribution (2007)
  • Failure to fulfill the duties and responsibilities of a director (2007)
  • Acting contrary to the public interest (2007)

Ruling Body:

BCSC

Payment Agreed/Ordered:

$21.7 million in disgorgement plus an administrative penalty of $15 million (2015)

$30,000 (2007)