Enforcement

Disciplined List

Pinkett II, Preston

Date of Order or Settlement:

2008-02-20

Sanction:

Permanent trading ban
Permanent director/officer ban
Permanent ban from becoming or acting as a registrant, investment fund manager or promoter
Permanent ban from acting in a management or consultative capacity in connection with activities in the securities market
Permanent investor relations ban

Supporting Documents:

Decision/Order

Violation:

Fraud
Illegal distribution
Illegal trading

Ruling Body:

BCSC

Payment Agreed/Ordered:

$4,807,490.00 in disgorgement plus a $1 million administrative penalty