Disciplined List
Steele, Kevin Jason
-
Date of Order or Settlement:
2008-03-28
Sanction:
- Permanent trading ban with conditions
- Permanent director/officer ban
- Permanent investor relations ban
- An Order to comply fully with the Securities Act, the Securities Rules and any applicable regulations
Supporting Documents:
Violation:
- Fraud
- Unregistered trading
- Illegal distribution
- Misrepresentations
- Acting contrary to the public interest