Disciplined List
Watt, Delmer Allen
-
Date of Order or Settlement:
2008-06-16 -
Banned Until:
2017-11-05
Violation:
- Unregistered trading (ASC)
- Illegal distribution (ASC)
- Acting contrary to the public interest (ASC)
Ruling Body:
BCSC, Alberta Securities Commission (ASC)Payment Agreed/Ordered:
$15,000 plus $5,000 in costs (ASC)