11-102CP Passport System [CP Blackline Amendment Proposed - Lapsed]

11-102CP Passport System [CP Blackline Amendment Proposed - Lapsed]
Published July 18, 2008
Rescinded/Lapsed July 17, 2009

View PDF of 11-102CP Passport System [CP Blackline Amendment Proposed] PDF



Concurrently Published

PART 1 GENERAL
1.1 Definitions
1.2 Additional definitions
1.3 Purpose
1.4 Language of documents - Québec

PART 2 CONTINUOUS DISCLOSURE  (Repealed)
2.1 Exemption from non-harmonized continuous disclosure provisions

PART 3 PROSPECTUS
3.1 Principal regulator for prospectus
3.2 Discretionary change in principal regulator for prospectus
3.3 Deemed issuance of receipt
3.4 Exemption from non-harmonized prospectus provisions  (Repealed)
3.5 Transition for section 3.3

PART 4 DISCRETIONARY EXEMPTIONS
4.1  Application
4.2 Principal regulator for discretionary exemption applications
4.3 Discretionary change of principal regulator for discretionary exemption applications
4.4 Passport application of discretionary exemptions
4.5 Availability of passport for discretionary exemptions applied for before March 17, 2008

PART 5 EFFECTIVE DATE
5.1 Effective date

PART 6 REGISTRATION
6.1 Application
6.2 Registration by SRO
6.3 Principal regulator for registration
6.4 Discretionary change of principal regulator for registration
6.5  Registration
6.6 Terms and conditions of registration
6.7 Suspension
6.8  Termination
6.9 Surrender
6.10 Transition - terms and conditions in non-principal jurisdiction
6.11 Transition - notice of principal regulator for foreign firm

Appendix A
CD requirements under MI 11-101