Enforcement

Disciplined List

Moore, Jacob

Date of Order or Settlement:

2008-07-15
Banned Until:

2012-12-12

Sanction:

5-year trading ban (BCSC)

Supporting Documents:

Reciprocal Order

Violation:

Illegal distribution (ASC)
Unregistered trading (ASC)
Prohibited representations (ASC)
Acting contrary to the public interest (ASC)

Ruling Body:

BCSC, Alberta Securities Commission (ASC)

Payment Agreed/Ordered:

$10,000 plus $2,500 in costs (ASC)