Disciplined List
MacDougall, Blair
-
Date of Order or Settlement:
2009-01-21 -
Banned Until:
2010-12-27
Sanction:
-
2-year trading ban with conditions (BCSC)
Supporting Documents:
Violation:
- Insider trading (ASC)
- Acting contrary to the public interest (ASC)
Ruling Body:
BCSC, Alberta Securities Commission (ASC)Payment Agreed/Ordered:
$7,5000 plus $5,000 in costs (ASC)