Disciplined List
Drever, Lorne
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Date of Order or Settlement:
2009-01-22
Sanction:
- Permanent trading ban (BCSC)
- Permanent ban from acting as, a director or officer of any issuer, registrant or investment fund manager (BCSC)
- Permanent ban from becoming or acting as a registrant, investment fund manager or promoter (BCSC)
- Permanent ban from acting in a managing or consultative capacity in connection with activities in the securities market (BCSC)
- Permanent investor relations ban (BCSC)
Supporting Documents:
Violation:
- Illegal distribution (NBSC)
- Unregistered trading (NBSC)
- Breach of Orders (NBSC)
- Making untrue and misleading statements (NBSC)
- Acting contrary to the public interest (NBSC)
Ruling Body:
BCSC, New Brunswick Securities Commission (NBSC)Payment Agreed/Ordered:
$100,000 plus $25,000 in costs(NBSC)