Disciplined List
Ghazar, Vincent Emile
-
Date of Order or Settlement:
2009-07-09 -
Banned Until:
2012-02-12
Sanction:
- 3-year ban from becoming or acting as an officer of any issuer, registrant or investment fund manager (BCSC)
- 3-year ban from becoming or acting as a registrant, investment fund manager or promoter (BCSC)
Supporting Documents:
Violation:
- Prohibited representations (ASC)
- Acting contrary to public interest (ASC)
Ruling Body:
BCSC, Alberta Securities Commission (ASC)Payment Agreed/Ordered:
$40,000 plus $7,500 in costs (ASC)