Disciplined List
Gibson, Ryan Anthony
-
Date of Order or Settlement:
2009-10-07 -
Banned Until:
2016-10-07
Sanction:
- An order to comply fully with the Securities Act, the Securities Rules, and any applicable regulations
- 7-year trading ban with conditions
- 7-year director/officer ban
- 7-year ban from becoming or acting as a registrant, investment fund manager or promoter
- 7-year ban from acting in a managing or consultative capacity in connection with activities in the securities market
- 7-year investor relations ban
Supporting Documents:
Violation:
- Authorizing, permitting or acquiescing to the trading and distribution of securities
- Acting contrary to the public interest
Ruling Body:
BCSCPayment Agreed/Ordered:
$10,000