Bateman, Larry Duane
| Name |
Bateman,
Larry Duane |
| Date of Order or Settlement |
July 5, 2001 |
| Banned Until |
July 5, 2003 |
| Sanction |
2-year trading ban with conditions |
| Payment Agreed / Ordered |
$13,000 plus $2,000 in costs |
| Violation |
Unregistered trading |
| Ruling Body |
BCSC |
| Supporting Documents |
Settlement/Order
|
Disclaimer:
This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.