Disciplined List
Matthew, Glen
-
Date of Order or Settlement:
2010-02-11 -
Banned Until:
2025-02-11
Sanction:
- 15-year trading ban with conditions
- 15-year director/officer ban
- 15-year ban from acting in a managment or consultative capacity in connection with activities in the securities market
- 15-year investor relations ban
Supporting Documents:
Violation:
- Unregistered trading
- Illegal distribution
- Misrepresentations
- Acting contrary to the public interest