Disciplined List
Ruthven, David Malcolm
-
Date of Order or Settlement:
2010-02-08 -
Banned Until:
2015-02-08
Sanction:
- 5-year trading ban with conditions
- 5-year director/officer ban with conditions
- 5-year investor relations ban
Supporting Documents:
Violation:
- Unregistered trading
- Illegal distribution
- Acting contrary to the public interest
Ruling Body:
BCSCPayment Agreed/Ordered:
$18,000