Registration
Am I registered? Use the national registration search 
to look for registered dealers, advisers, and representatives. Select only BC as the jurisdiction to restrict your to firms and individuals registered in BC.
Contact the BCSC Inquiries Group by phone (604-899-6854 or 1-800-373-6393 - toll free across Canada) or email (inquiries@bcsc.bc.ca) for registration information for BC registrants prior to March 2003.
About the National Registration Database (NRD) and Request for Refund Form 
Questions about registration?
Contact the BC Securities Commission staff listed below for information on a specific topic. For general inquiries, contact the BCSC Inquiries Group.
| Registration process Karin Armstrong Senior Supervisor Registration (604) 899-6692 karmstrong@bcsc.bc.ca |
Financial compliance |
| Business conduct compliance Shamira Hussein Senior Advisor (604) 899-6815 shussein@bcsc.bc.ca |
Background about NI 31-103 Laura Bliss Senior Legal Council (604) 899-6666 lbliss@bcsc.bc.ca |
Educational sites for registrants
Securities Law & Policy
- Securities Act, Part 5 - Registration
- Securities Rules, Part 5 - Registration
- Securities Regulations, Section 22 - Fees payable
- 31-103 Registration Requirements and Exemptions [NI]
- 31-103F1 Calculation of Excess Working Capital [F]
- 31-103F2 Submission to Jurisdiction and Appointment of Agent for Service [F]
- 31-103F3 Use of Mobility Exemption [F]
- 33-109 Registration Information [NI]
- 31-109F1 Notice of Termination of Registered Individuals and Permitted Individuals [F]
- 33-109F2 Change or Surrender of Individual Categories [F]
- 33-109F3 Business Locations Other Than Head Office [F]
- 33-109F4 Registration of Individuals and Review of Permitted Individuals [F]
- 33-109F5 Change of Registration Information [F]
- 33-109F6 Firm Registration [F]
- 33-109F7 Reinstatement of Registered Individuals and Permitted Individuals [F]
- More policies, instruments and forms related to registration