Registration

Am I registered? Use the national registration search Link opens in new window to look for registered dealers, advisers, and representatives. Select only BC as the jurisdiction to restrict your to firms and individuals registered in BC.

Contact the BCSC Inquiries Group by phone (604-899-6854 or 1-800-373-6393 - toll free across Canada) or email (inquiries@bcsc.bc.ca) for registration information for BC registrants prior to March 2003.

About the National Registration Database (NRD) 

Recently Registered Firms 

Questions about registration?

See our Frequently Asked Questions about Registration.

Contact the BC Securities Commission staff listed below for information on a specific topic. For general inquiries, contact the BCSC Inquiries Group.

Registration process
Karin Armstrong
Manager, Registration
(604) 899-6692
karmstrong@bcsc.bc.ca

Financial compliance
Ray Harding
Senior Securities Examiner
(604) 899-6572
rharding@bcsc.bc.ca

Business conduct compliance 
Shamira Esmail
Legal Counsel
(604) 899-6815
sesmail@bcsc.bc.ca 
Background about NI 31-103
Lindy Bremner
Senior Legal Council
(604) 899-6678
lbremner@bcsc.bc.ca



 



 

 

 

Educational sites for registrants

 

Last Updated: 1/28/2013