Site Map

Securities Law & Policy 

• Act, Regulations & Rules
• Policies & Instruments
• Requests for Comment
• SROs and Exchanges

For Companies

• Issuer Information
  • Reporting Issuers List
  • Defaulting Issuers List
  • Cease Traded Reporting Issuers List
• Public Offerings
  • Your Guide to Going Public
  • Frequently Asked Questions about Prospectus Offerings 
• Ongoing Requirements
  • Continuous Disclosure Filing Calendar 2011-2012
  • Frequently Asked Questions about Continuous Disclosure
  • Frequently Asked Questions about Cease Trade Orders
• Private Placements
  • Private and Early Stage Businesses: What you need to know to raise money 
  • Exempt Distributions (includes current week's exempt distribution reports)
  • Frequently Asked Questions about Exempt Distributions
  • Frequently Asked Questions about eServices
• Insiders
• Rights Offerings
• Mining
• Exemption Application Process 
• Canada's Changeover to IFRS 

For Registrants

• Registration
  • About the National Registration Database
  • Frequently Asked Questions about Registration
• Compliance Toolkit
  • Understanding Your BCSC Compliance Examination
  • Role of the Chief Compliance Officer (CCO)  
  • Questions to Ask when Preparing a Policies and Procedures Manual (PPM)  
  • Financial Filings and Working Capital 
  • Financial filings issues and the transition to International Financial Reporting Standards (IFRS) 
  • BCSC Examinations Risk Assessment Model 
  • A Primer on Prospectus Exemptions
  • Ethics 
  • Adviser & Dealer Annual Reports 
  • Anti-Money Laundering & Terrorism Reporting 
  • Registrant Newsletters 
• Registrant Outreach Program 

For Investors

News & Publications

• Media Room
• Capital Ideas
• Events
• Publications
• Speeches
• Weekly Report
• Subscriptions

Enforcement

• Hearings
• Decisions & Orders
• Cease Trade Orders
• Disciplined Persons List
• Investment Caution List 

About the Commission

• Who We Are
• Organizational Chart
• Employment Opportunities
• Contact Us