Proposed amendments to MFDA Rule 3.1.1 (Capital – Minimum levels) and MFDA Form 1 – Financial Questionnaire and Report

View PDF of Proposed amendments to MFDA Rule 3.1.1 (Capital-Minimum Levels) and MFDA Form 1 - Financial Questionnaire and Report PDF
View PDF of MFDA Form 1 - Financial Questionnaire and Report PDF 

Date published: August 13, 2010
Comment period expires: October 12, 2010
 
The Commission is publishing for comment for 60 days the proposed amendments to MFDA Rule 3.1.1. (Capital - Minimum Levels) and MFDA Form 1 - Financial Questionnaire and Report.  The comment period expires on October 12, 2010.  Details on the process for submitting comments are included in Section V of the MFDA's notice.