Notice of BCSC Revocation of Non-Objection to Proposed Amendments to MFDA Rule 1.2.1(d)(vii)(A) Dual Occupations Financial Planning

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On April 24, 2009, the BCSC published a notice of non-objection to proposed amendments to Rule 1.2.1(d)(vii)(A) Dual Occupations Financial Planning (now, Rule 1.2.1(c)(vii)(A)). The MFDA decided not to implement the proposed amendments. As a result, as of June 8, 2011, the BCSC and the MFDAs other recognizing regulators1 revoked or rescinded their non-objection to or approval of2 these amendments. For more information, please refer to MFDA Bulletin #0486-P.

July 8, 2011

Ref: Notice of BCSC Non-Objection to MFDAs Proposed Amendments to Rule 1.2.1(D)(VII) Dual Occupations Financial Planning

This Notice may refer to other documents. You can find these documents at the B.C. Securities Commission public website in the section Securities Law & Policy: Policies & Instruments.

1 The Alberta Securities Commission, Saskatchewan Financial Services Commission, Manitoba Securities Commission, Ontario Securities Commission, New Brunswick Securities Commission and Nova Scotia Securities Commission.
2 Non-objection and approval are the different ways in which the recognizing regulators express their decisions after reviewing proposed MFDA rules.