Notice of BCSC Revocation of Non-Objection to Proposed Amendments to MFDA Rule 1.2.1(d)(vii)(A) – Dual Occupations – Financial Planning
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On April 24, 2009, the BCSC published a notice of non-objection to proposed amendments to Rule 1.2.1(d)(vii)(A) – Dual Occupations – Financial Planning (now, Rule 1.2.1(c)(vii)(A)). The MFDA decided not to implement the proposed amendments. As a result, as of June 8, 2011, the BCSC and the MFDA’s other recognizing regulators1 revoked or rescinded their non-objection to or approval of2 these amendments. For more information, please refer to MFDA Bulletin #0486-P.
July 8, 2011
Ref: Notice of BCSC Non-Objection to MFDA’s Proposed Amendments to Rule 1.2.1(D)(VII) – Dual Occupations – Financial Planning
This Notice may refer to other documents. You can find these documents at the B.C. Securities Commission public website atwww.bcsc.bc.ca in the section Securities Law & Policy: Policies & Instruments.
1 The Alberta Securities Commission, Saskatchewan Financial Services Commission, Manitoba Securities Commission, Ontario Securities Commission, New Brunswick Securities Commission and Nova Scotia Securities Commission.
2 Non-objection and approval are the different ways in which the recognizing regulators express their decisions after reviewing proposed MFDA rules.