Notice of BCSC Non-Objection to Proposed Public Interest Amendments to MFDA Form 1 – Financial Questionnaire and Report

 View PDF of Blacklined Amendments to Form 1 showing changes to version published for comment.  PDF

As of September 20, 2011, the BCSC and the MFDA’s other recognizing regulators1 did not object to or approved2 proposed pubic interest amendments to MFDA Form 1 – Financial Questionnaire and Report.

The proposed amendments add a definition of “market value of securities” to Form 1. The BCSC published the proposed amendments for comment on its website on March 18, 2011 for a 60-day comment period. The MFDA did not receive any comment letters.

We attach a blacklined copy of the proposed amendments showing changes made to the version published for comment.


September 30, 2011

 

Ref: Request for comment: Proposed amendments to Form 1.

1 Alberta Securities Commission, Saskatchewan Financial Services Commission, Manitoba Securities Commission, Ontario Securities Commission, New Brunswick Securities Commission and Nova Scotia Securities Commission.
2 Non-objection and approval are the different ways in which the recognizing regulators express their decisions after reviewing proposed MFDA rules.