Weekly Report

Weekly Report Archives

Updates for the week ending April 18, 2014

Learn about the new prospectus exemption for raising money from existing security holders.

Policies & Instruments

  • BCN 2014/05 Notice of Revocation of Recognition Orders for Investment Dealers Association and Market Regulation Services Inc.

    The British Columbia Securities Commission is revoking recognition orders for the Investment Dealers Association (IDA) and Market Regulation Services Inc. (RS). The IDA and RS now operate as the Investment Industry Regulatory Organization of Canada (IIROC).
  • BCN 2014/06 Notice of Revised Recognition Order for CDS Clearing and Depository Services Inc.

    This notice announces the revised recognition order for CDS Clearing and Depository Services Inc. effective April 16, 2014.

News

  • No new documents

Decisions, Settlements, Hearings & Temporary Orders (Enforcement)

  • No new documents

Cease Trade Orders & Revocations (Failure to File)

Exemption Orders

  • No new documents

Status Information

Market Participant Activity

Enforcement

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