Weekly Reports
Updates for the week ending May 28, 2010
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Policies and Instruments
- CSA/IIROC Joint Staff Notice 23-308 - Update on Forum to Discuss CSA/IIROC Joint Consultation Paper 23-404 “Dark Pools, Dark Orders and Other Developments in Market Structure in Canada” and Next Steps
This notice provides a summary of themes that emerged at a forum involving representatives of marketplaces, dealers and buy-side investors where a variety of market structure issues were discussed. The forum was held on March 23, 2010, in Toronto.
News and Events
- News release 2010/33 - CSA and IIROC publish update of regulatory issues and next steps to address developments in market structure in Canada
Decisions, Settlements, Hearings, and Temporary Orders (Enforcement)
- Ross Stanfield, Bul River Mineral Corporation and Gallowai Metal Mining Corporation - Hearing notice - hearing date
Cease Trade Orders and Revocations (Failure to File)
- Dynamotive Energy Systems Corporation, EnviroResolutions, Inc., Globalink, Ltd., Litewave Corp., and Nationwide Utilities Corp. - Cease Trade Order
- Stonepoint Global Brands Inc. - Revocation Order
- Getty Copper Inc. - Revocation Order
- Clear Sky Arizona Multi Family Limited Partnership - Cease Trade Order
- Geneva Resources, Inc. - Revocation Order