Weekly Reports
Updates for the week ending June 18, 2010
This subscription replaces the June 21, 2010 subscription of the Weekly Report, which did not include the Orion Advisory Services decision. The decision is now included and the corrected list appears below.
The list below will link directly to documents on the BCSC website. Please use your browser's BACK button to return to this page.
Policies and Instruments
- CSA Staff Notice 81-319 - Status Report on the Implementation of Point of Sale Disclosure for Mutual Funds
The CSA is publishing an update outlining its plan to proceed with a staged implementation of point of sale delivery for mutual fund disclosure. - CSA Staff Notice 45-307 - Regulatory Developments Regarding Securitization
This notice provides an update on the development of regulatory proposals relating to securitized products, including asset-backed commercial paper and asset-backed securities.
News and Events
- News release 2010/38 - Securities regulators urge Canadians to help prevent financial abuse of seniors [CSA]
- News release 2010/39 - Canadian securities regualtors to proceed with staged implementation of point of sale disclosure regime for mutual funds [CSA]
Decisions, Settlements, Hearings, and Temporary Orders (Enforcement)
- Orion Advisory Services, S.A., also known as Orion Advisory Services, and IntelliSource Markets B.V., also known as Intellisource Markets, IS Markets B.V. and IS Markets - Hearing Notice - Extension of Temporary Order
- Orion Advisory Services, S.A., also known as Orion Advisory Services, and IntelliSource Markets B.V., also known as Intellisource Markets, IS Markets B.V. and IS Markets - Decision
Cease Trade Orders and Revocations (Failure to File)
- Terminal City Capital Inc. - Partial Revocation Order
- Welwind Energy International Corporation - Cease Trade Order
- Synergex Corporation - Cease Trade Order
- Redline Communications Group Inc. - Cease Trade Order
- Brazil Gold Corp. - Revocation Order
- Horizon Health International Corp. - Revocation Order
- Axiotron Corp. - Cease Trade Order
- Bassett Media Group Corp. - Cease Trade Order
- Rainchief Energy Inc. - Revocation Order
- Sarissa Resources inc. - Cease Trade Order
- Truesport Alliances & Entertainment Ltd. - Revocation Order
- Voice Mobility International Inc. - Partial Revocation Order
- Joe DeVries, Richard Barnett, Whitney Pansano and Odyssey Petroleum Corp. - Cease Trade Order
- Kensington Realfund Corporation - Revocation Order
Exemption Orders
- Verona Pharma plc - Exemption Order
- Hunter Dickinson Inc. - Exemption Order
- Vancouver Employees' Savings Plan - Exemption Order