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Weekly Reports

Updates for the week ending July 9, 2010

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Policies and Instruments

  • CSA Staff Notice 51-332 - Continuous Disclosure Review Program Activities for the fiscal year ended March 31, 2010

    This notice summarizes the results of the CD review program of issuers other than investment funds for the fiscal year ended March 31, 2010 (fiscal 2010).

News and Events

  • SFU Public Companies Course: Financing, Governance and Compliance - This course provides directors, officers and senior management of public companies with the information they need to fulfill their roles while complying with the complex system of securities regulation.
  • News release 2010/43 - Canadian Securities Regulators Release MFDA Oversight Review Report
  • News release 2010/44 - Canadian Securities Regulators Announce Results of Continuous Disclosure Reviews for Fiscal 2010

Decisions, Settlements, Hearings, and Temporary Orders

(Enforcement)

Cease Trade Orders and Revocations

(Failure to File)

Exemption Orders