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Weekly Reports

Updates for the week ending July 30, 2010

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Policies and Instruments

  • CSA Staff Notice 31-317 - (Revised) Reporting Obligations Related to Terrorist Financing

    This notice and the corresponding reporting form have been revised to clarify that certain exempt dealers and advisers must comply with the monthly reporting and other requirements relating to terrorist financing and certain United Nations Act sanctions.  It provides information on the new consolidated reporting form, the submission of monthly reports that may be filed by e-mail, and summary of the laws which impose the requirements.

News and Events

  • News release 2010/49 - Panel releases final majority reasons for cease trading Lions Gate shareholder rights plan
  • News release 2010/50 - BCSC panel dismisses Icahn Group’s application for temporary cease trade orders

Decisions, Settlements, Hearings, and Temporary Orders

(Enforcement)

Cease Trade Orders and Revocations

(Failure to File)

Exemption Orders