Weekly Reports
Updates for the week ending September 10, 2010
The list below will link directly to documents on the BCSC website. Please use your browser's BACK button to return to this page.
Policies and Instruments
- BCN2010/26 - Request for comment on proposed Form 45-106F6 British Columbia Report of Exempt Distribution and amendments to National Instrument 45-106 Prospectus and Registration Exemptions [BCN]
This notice requests comments on proposed new Form 45-106F6 British Columbia Report of Exempt Distribution. The new form is intended to replace Form 45-106F1 Report of Exempt Distribution for distributions made in British Columbia. The new form would require disclosure of more information about the issuer and the purchasers when an issuer distributes securities in British Columbia using exemptions from the prospectus requirement. The notice also requests comments on proposed amendments to National Instrument 45-106 Prospectus and Registration Exemptions, Form 45-106F1 and 45-106CP. The comment period ends on November 9, 2010
This CSA notice announces the approval of two omnibus/blanket orders providing temporary exemptions for members of the Investment Industry Regulatory Organization of Canada and the Mutual Fund Dealers Association from the obligations to provide the relationship disclosure information prescribed by National Instrument 31-103 - Registration Requirements and Exemptions. The orders become effective on September 28, 2010. Copies of the specific orders are available on the BCSC website.
News and Events
- News release 2010/53 - B.C. securities regulator seeks to shed more light on money raising in exempt market
- SFU Public Companies Course: Financing, Governance and Compliance - This course provides directors, officers and senior management of public companies with the information they need to fulfill their roles while complying with the complex system of securities regulation.
Decisions, Settlements, Hearings, and Temporary Orders
(Enforcement)
- Parvin Kaur Dhudwal, Amrik Singh Bahd, Kulbir Singh Uppal also known as Kelly Uppal, Gurpreet Kaur Jhutty, and Paul Uppal -[Hearing notice – hearing dates
- YS Mining Company Inc., New Pacific Metals Corp. and Tagish Lake Gold Corp - Ruling
- Ernest Anderson - Reciprocal Order
- Gerard Besaw - Reciprocal Order
- David D. Bulloch - Reciprocal Order
- Craig D. Briand and Stephen V. Harrison - Reciprocal Order
- Kenneth Lyle Chobotuk - Reciprocal Order
- Thierry Gevaert - Reciprocal Order
- Roy Jennix - Reciprocal Order
- Phillip Ross Hallett - Reciprocal Order
- Paul M. Humeniuk - Reciprocal Order
- Charles Alexander Mark Lenko - Reciprocal Order
- Murdo Campbell McLeod - Reciporcal Order
- Penny Jean Sellars - Reciprocal Order
- Simon Wilby and Michael Sirman - Reciprocal Order
Cease Trade Orders and Revocations
(Failure to File)
- Lux Energy Corp., Silverstar Mining Corp., Strategic Mining Corp., Syntec Biofuel Inc., Truesport Alliances & Entertainment, Ltd. - Cease Trade Order
- IAS Energy, Inc. and Snowdon Resources Corp. - Cease Trade Order
- Arco Resources Corp., Goldbridge Mining Ltd. and Snowfield Development Corp. - Cease Trade Order
- MegaWest Energy Corp. - Cease Trade Order
- New Horizon Uranium Corporation - Cease Trade Order
- Li-Ion Motors Corp. - Cease Trade Order
- West Hawk Development Corp. - Cease Trade Order
- Arco Resources Corp. - Revocation Order
- Maskal Energy Ltd. - Cease Trade Order
- Pacific Software, Inc. - Revocation Order
- Snowdon Resources Corp. - Revocation Order
- Salazar Resources Limited - Cease Trade Order
Exemption Orders
- No new documents