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Weekly Reports

Updates for the week ending September 24, 2010

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Policies and Instruments

 

  • CSA Staff Notice 41-305 - Share Structure Issues – Initial Public Offerings

    This notice explains the factors CSA staff consider when assessing an initial public offering prospectus filed by an issuer that has previously issued a significant number of securities to its founders for nominal consideration.

  • BCN 2010/27 - Notice of adoption of permanent BC Instrument 81-513 Self-Dealing and related consequential amendments

    This notice announces the adoption of BCI 81-513 Self-Dealing and related consequential rule amendments as permanent rules effective September 25, 2010.  BCI 81-513 replaces most of the self-dealing restrictions that were previously in sections 120, 121, 122, 124, 126 and 129 of the Securities Act.

 

News and Events

 

  • No new documents

 

Decisions, Settlements, Hearings, and Temporary Orders

 (Enforcement)

 

  • No new documents

 

Cease Trade Orders and Revocations

 (Failure to File)

 

 

Exemption Orders