Skip Navigation
About

Weekly Reports

Updates for the week ending July 2, 2010

 The list below will link directly to documents on the BCSC website. Please use your browser's BACK button to return to this page.

Policies and Instruments

  • BCN2010/22 - Adoption of National Instrument 23-102 Use of Client Brokerage Commissions and of consequential amendments to National Instrument 41-101 General Prospectus Requirements and 81-101 Mutual Fund Prospectus Disclosure

    This notice announces the implementation of National Instrument 23-102 Use of Client Brokerage Commissions (NI 23-102) and its companion policy to regulate dealers and advisers in situations where advisers obtain goods and services other than order execution in connection with brokerage transactions involving client brokerage commissions. It also announces amendments to National Instrument National Instrument 81-101 Mutual Fund Prospectus Disclosure and Form 81-101F2 Contents of Annual Information Form and to National Instrument 41-101 General Prospectus Requirements and Form 41-101F2 Information Required in an Investment Fund Prospectus. These amendments arise from the adoption of NI 23-102.
  • BCN2010/23 - Adoption of Amendments to National Instrument 21-101

    This notice announces amendments to National Instrument
    24-101 Institutional Trade Matching and Settlement, and its related companion policy and forms.  The amendments will be effective July 1, 2010.  The key amendment maintains the current requirement to match institutional trades no later than noon on the business day following the trade date (noon on T+1).

News and Events

No new documents

Decisions, Settlements, Hearings, and Temporary Orders

 (Enforcement)

No new documents

Cease Trade Orders and Revocations

 (Failure to File)

Exemption Orders