Weekly Reports
Updates for the week ending February 25, 2011
The list below will link directly to documents on the BCSC website. Please use your browser's BACK button to return to this page.
Policies and Instruments
- 81-321 Early use of the Fund Facts to satisfy prospectus delivery requirements [CSA Staff Notice]
This CSA Staff Notice provides guidance on some of the key terms and conditions required for applications for exemptive relief to allow the early use of the Fund Facts to satisfy the current prospectus delivery requirements. - 31-323 Guidance Relating to the Registration Obligations of Mortgage Investment Entities [CSA Staff Notice]
This notice provides guidance to mortgage investment entities regarding obligations to register as investment fund managers and advisers. The guidance is effective immediately.
News and Events
- NR 2011/16 - Media Advisory: BCSC Chair to speak in Kamloops
- NR 2011/15 - Canadian Securities Regulators’ 2010 Enforcement Report Indicates More Violators Facing Jail Time for Breaching Securities Laws
Decisions, Settlements, Hearings, and Temporary Orders
(Enforcement)
- Golden Capital Securities Ltd. and Investment Industry Regulatory Organization of Canada - Ruling
- Blackmont Capital Inc., Dean Shannon Duke and the Investment Industry Regulatory Organization of Canada - Hearing notice – hearing date
- Anwar Badshah and Badshah Communications Group Ltd. - Notice of Discontinuance
- NovaGold Resources Inc. and Copper Canyon Resources Ltd. - Hearing notice – application
- Golden Capital Securities Ltd. and Investment Industry Regulatory Organization of Canada - Hearing Notice - hearing date
Cease Trade Orders and Revocations
(Failure to File)
- Redline Communications Group Inc. - Revocation Order
- Seprotech Systems Incorporated - Cease Trade Order
Exemption Orders
- No new documents