Weekly Reports
Updates for the week ending May 27, 2011
The list below will link directly to documents on the BCSC website. Please use your browser's BACK button to return to this page.
Policies and Instruments
- CSA Staff Notice 81-322 - Status Report on the Implementation of the Modernization of Investment Fund Product Regulation Project and Request for Comment on Phase 2 Proposals
This CSA Staff Notice provides an update on the implementation of the Modernization Project and requests comments on developing operational rules for non-redeemable investment funds as part of Phase 2 of the project. The comment period ends on July 25, 2011.
News and Events
- News release 2011/39 - BCSC Executive Director’s Bulletin: Securities regulator issues notice of hearing seeking orders against four individuals for advance fee scheme
- News release 2011/40 - Canadian securities regulators seek feedback on next phase of investment funds modernization initiative
- News release 2011/41 - Man fined $75,000 and banned 25 years for making false statements
- News release 2011/42 - Vancouver investment advisor sanctioned
Decisions, Settlements, Hearings, and Temporary Orders
(Enforcement)- Douglas Charles, Ian T. Ball, James Dupree, Stephen Armitage and Peter B. Thompson - Notice of Hearing
- Karnjit Singh Bahd - Order and Settlement Agreement
- SFCS Capital (Canada) Corp. and Robert John Alexander Stitt - Order and Settlement Agreement
- SFCS Capital (Canada) Corp. and Robert John Alexander Stitt - Notice of Discontinuance
Cease Trade Orders and Revocations
(Failure to File)- Leezamax Capital Corp. - Revocation Order
- ProtoKinetix Inc. - Revocation Order
- Nexient Learning Inc. - Cease Trade Order
- Petrostar Petroleum Corporation - Revocation Order
- Noble Metal Group Incorporated - Revocation Order
- E-Debit Global Corporation - Revocation Order
- Nuvilex, Inc. - Cease Trade Order
Exemption Orders
- No new documents