Weekly Reports
Updates for the week ending September 30, 2011
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Policies and Instruments
- CSA Staff Notice 31-329 - Omnibus/Blanket Orders Exempting Registrants from Certain Provisions of National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and Related Staff Positions
This CSA Notice announces a number of orders that provide interim relief from certain provisions of National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations. - CSA Staff Notice 41-306 - IFRS Transition – Prospectus Issues
This notice responds to inquiries about financial information to be included in a prospectus during the time of an issuer’s transition to IFRS. - TSX Venture Exchange Request for Comments - Trading Rule Amendments to Eliminate the Anti-Scooping Rule
The Commission is publishing for comment for 30 days (until October 31, 2011) proposed amendments to the TSX Venture Exchange Inc.’s rules which will remove the anti-scooping rule. - MFDA Notice - Notice of BCSC Non-Objection to Proposed Public Interest Amendments to MFDA Form 1 – Financial Questionnaire and Report
This Notice announces that the BCSC has not objected to proposed public interest amendments to the MFDA's Form 1. The proposed amendments add a definition of "market value of securities" to Form 1
News and Events
- No new documents
Decisions, Settlements, Hearings, and Temporary Orders
(Enforcement)
- No new documents
Cease Trade Orders and Revocations
(Failure to File)
- AUGYVA MINING RESOURCES INC. - Revocation Order
- Devin Energy Corporation - Cease Trade Order
- Simon Tam, Cathy Lin and Ringbolt Ventures Ltd. - Cease Trade Order
- Lions Diversified Strategies Fund - Revocation Order
Exemption Orders
- No new documents