Weekly Reports
Updates for the week ending November 18, 2011
The list below will link directly to documents on the BCSC website. Please use your browser's BACK button to return to this page.
Policies and Instruments
- BCN 2011/30 - Adoption of Amended National Policy 11-201 Electronic Delivery of Documents
This notice announces the adoption, effective November 18, 2011, of an amended National Policy 11-201 Electronic Delivery of Documents.
News and Events
- News release 2011/85 - Man who engaged in illegal insider trading banned and fined $1.5 million
- News release 2011/86 - Canadian securities regulators announce enhanced policy concerning electronic delivery of documents
Decisions, Settlements, Hearings, and Temporary Orders
(Enforcement)- Michael Kyaw Myint Hua Hu - Decision
- David Charles Greenway and Kjeld Werbes - Ruling
Cease Trade Orders and Revocations
(Failure to File)- ALDA Pharmaceuticals Corp. - Revocation Order
- Snowfield Development Corp. - Revocation Order
Exemption Orders
- Macquarie European Infrastructure Fund 4 LP - Exemption Order
- GrowthWorks WV Management Ltd. and GrowthWorks Canadian Fund Ltd. - Decision