Weekly Reports
Updates for the week ending December 23, 2011
The list below will link directly to documents on the BCSC website. Please use your browser's BACK button to return to this page.
Policies and Instruments
- BCN 2011/35 - Extension of Relief from National Instrument 21-101 Marketplace Operation Information Transparency Requirements for Government Debt Securities
This notice describes the omnibus/blanket order that provides relief from the requirement that marketplaces displaying orders for government debt securities provide information relating to those orders to an information processor. The order becomes effective on January 1, 2012.
News and Events
- News release 2011/95 - BCSC panel orders discontinuance of insider trading hearing against U.S. man
- News release 2011/96 - BCSC panel finds that Richmond man illegally sold shares in U.S. company
- News release 2011/97 - BCSC panel finds that two B.C. men illegally traded and distributed securities
- News release 2011/98 - BCSC panel permanently cease-trades two purported U.S. companies
Decisions, Settlements, Hearings, and Temporary Orders
(Enforcement)
- Anthony Patriarco - Ruling of the Majority
- Anthony Patriarco - Notice of Discontinuance
- Pacific Ocean Resources Corporation and Donald Verne Dyer - Findings
- EagleMark Ventures, LLC, Richard Lian (also known as Richard Terry Ruuska) and Enna M. Keller - Hearing notice – Extension of Temporary Order and Adjournment
- VerifySmart Corp. (formerly known as Verified Capital Corp.), Verified Transactions Corp., Daniel Scammell and Casper de Beer aka Casha de Beer - Findings
- High Profit Investment Ltd., Martin Butcher, Fortune Investment Group and Robert Meeker - Order
Cease Trade Orders and Revocations
(Failure to File)
- Whitewater Resources Ltd. - Revocation Order
- Medifocus Inc. - Revocation Order
- Eden Energy Corp. - Revocation Order
- Foundation Group Capital Trust - Cease Trade Order
Exemption Orders
- First Nations Finance Authority - Decision
- iCo Therapeutics Inc., Dutchess Opportunity Cayman Fund, Ltd. and Dutchess Capital Management II, LC - Decision
- Grayd Resource Corporation - Decision
- Barclays Bank PLC and Barclays Capital Inc. - Exemption Order