Weekly Reports
Updates for the week ending December 30, 2011
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Policies and Instruments
- CSA Staff Notice 51-327 (Revised) - Guidance on oil and gas disclosure
This revised notice provides a new and expanded guidance on compliance with oil and gas disclosure that CSA staff have observed in our review of disclosure in light of recent amendments to National Instrument 51-101 Standards of Disclosure for Oil and Gas Activities.
News and Events
- News release 2011/99 - BCSC panel issues $100,000 fines and permanent bans against four individuals for advance-fee scheme
- News release 2011/100 - BCSC issues $100,000 fine and permanent ban against former mutual fund salesperson for fraud
Decisions, Settlements, Hearings, and Temporary Orders
(Enforcement)
- Ajit Singh Basi - Decision
- Douglas Charles, James Dupree, Ian T. Ball, Stephen Armitage and Peter B. Thompson - Decision
Cease Trade Orders and Revocations
(Failure to File)
- Gold Finder Explorations Ltd. - Revocation Order
- Intensity Company Inc. - Revocation Order
- Northstar Electronics Inc. - Revocation Order
Exemption Orders
- Franco-Nevada LRC Holdings Corp. - Decision
- Jones Soda Co. - Decision