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Weekly Reports

Updates for the week ending January 6, 2012

The list below will link directly to documents on the BCSC website. Please use your browser's BACK button to return to this page.

 

Policies and Instruments

 

  • BCN 2011/36 - Notice of Amended BC Interpretation Note 33-705 Conditions of Registration for Investment Dealers with a BC Office that Trade in the U.S. Over-the-Counter Markets

    The BCSC is amending BCIN 33-705 Conditions of Registration for Investment Dealers with BC Office that Trade in the U.S. Over-the-counter Markets to reflect the renewal of those conditions of registration.

  • CSA Staff Notice 13-315 (Revised) - Securities Regulatory Authority Closed Dates 2012

    This CSA staff notice advises issuers of the dates the securities regulatory authorities in jurisdictions across Canada are closed.

 

News and Events

 

  • No new documents

 

Decisions, Settlements, Hearings, and Temporary Orders

 (Enforcement)

 

  • No new documents

 

Cease Trade Orders and Revocations

 (Failure to File)

 

 

Exemption Orders