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Weekly Reports

Updates for the week ending April 5, 2012

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Policies and Instruments

  • No new documents

News and Events

  • News release 2012/26 - B.C. Securities Commission Criminal Investigations Team and Vancouver Police arrest Vancouver man for fraud and illegal sale of securities
  • News release 2012/27 - B.C. Securities Commission Criminal Investigations Team and Surrey RCMP arrest Surrey man for fraud and theft
  • News release 2012/28 - Former financial planner receives permanent market ban for role in Notary Trust Fund Investment
  • News release 2012/29 - BCSC Executive Director's Bulletin: Securities regulator alleges that former notary public committed $83 million fraud
  • News release 2012/30 - BCSC panel sanctions Richmond resident for illegally selling shares in U.S. company
  • News release 2012/31 - BCSC panel sanctions woman for making false or misleading statements
  • News release 2012/32 - BCSC Executive Director’s Bulletin: Securities regulator alleges that B.C. man committed securities fraud

Decisions, Settlements, Hearings, and Temporary Orders

 (Enforcement)

Cease Trade Orders and Revocations

 (Failure to File)

Exemption Orders