Weekly Reports
Updates for the week ending April 13, 2012
The list below will link directly to documents on the BCSC website. Please use your browser's BACK button to return to this page.
Policies and Instruments
- BCN 2012/08 - Notice of Adoption of National Instrument 25-101 Designated Rating Organizations
This notice announces, effective April 20, 2012, the adoption of National Instrument 25-101 Designated Rating Organizations and related amendments. - CSA Staff Notice 11-316 - Notice of Local Amendments - British Columbia
This CSA notice announces, in order to reflect the local amendments and adoption of a new Form 45-106F6 British Columbia Report of Exempt Distribution in British Columbia, other CSA members will update the text of consolidated National Instrument 45-106 Prospectus and Registration Exemptions on their websites.
- CSA Consultation Paper 91-405 - Derivatives: End-User Exemption
The CSA is publishing this paper to obtain public comment on its recommendations about exemptions from specific regulatory requirements. The comment period expires June 15, 2012. - MFDA - Notice of BCSC Non-Objection to Proposed Public Interest Amendments to MFDA Rule 3.3.2 (Segregation of Client Property – Cash)
This Notice announces that the BCSC has not objected to proposed public interest amendments to the MFDA's Rule 3.3.2 (Segregation of Client Property - Cash).
News and Events
- News release 2012/33 - CSA seeks comment on proposed over-the-counter derivatives exemption
- News release 2012/34 - CSA and IIROC announce the implementation of a dark liquidity framework in Canada
Decisions, Settlements, Hearings, and Temporary Orders
(Enforcement)
- No new documents
Cease Trade Orders and Revocations
(Failure to File)
- Brian Meadows, Luke Zhang and GLG Life Tech Corporation - Cease Trade Order
- Diamond Hawk Mining Corp. - Revocation Order
- Mobile Data Corp. - Cease Trade Order
- Sino American Oil Company - Cease Trade Order
- Global Green Solutions Inc. - Cease Trade Order
- Tranzeo Wireless Technologies Inc. - Cease Trade Order
- Homeland Energy Group Ltd. and Northstar Aerospace, Inc. - Cease Trade Order
- 523976 Alberta Ltd. and Snowfield Development Corp. - Cease Trade Order
- Freeport Capital Inc. - Revocation Order
- Stream Communications Network & Media Inc. - Partial Revocation Order
- Canyon Gold Corp. - Cease Trade Order
Exemption Orders
- No new documents