Weekly Reports
Updates for the week ending June 15, 2012
The list below will link directly to documents on the BCSC website. Please use your browser's BACK button to return to this page.
Policies and Instruments
- BCN 2012/13 - Notice and Second Request for Comment - Proposed Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and its Companion Policy relating to the Client Relationship Model project
On June 14, 2012, the Canadian Securities Administrators published for comment proposed amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and its companion policy. The proposed amendments are part of the CSA's Client Relationship Model project. They relate to cost disclosure, performance reporting and client statements. The comment period ends on September 14, 2012.
News and Events
- News release 2012/48 - West Vancouver man must pay $15,000 for filing materially false documents
- News release 2012/49 - Canadian securities regulators propose enhanced disclosure requirements on investment costs and performance
Decisions, Settlements, Hearings, and Temporary Orders
(Enforcement)- Farshad Shirvani - Notice of Discontinuance
- Farshad Shirvani - Order and Settlement Agreement
- Canada Pacific Consulting Inc. and Michael Robert Shantz - Correction
Cease Trade Orders and Revocations
(Failure to File)- Upstream Biosciences Inc. - Revocation Order
- Green Hygienics Holdings Inc. - Variation of Cease Trade Order
- Homeland Energy Group Ltd. - Revocation Order
- Thwapr, Inc. - Cease Trade Order
- Kodiak Energy, Inc. - Cease Trade Order
- Caduceus Software Systems Corp. - Cease Trade Order
- Railtown Capital Corp. - Revocation Order
- Dennis Mee, Gregory Thompson and Petro Basin Energy Corp. - Revocation Order
Exemption Orders
- No new documents