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Weekly Reports

Updates for the week ending August 3, 2012

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Policies and Instruments

  • MI 51-105 - Adoption of Multilateral Instrument 51-105 Issuers Quoted in the U.S. Over-the-Counter Markets

    Effective July 31, 2012, the Commission and other Canadian Securities Administrators, except Ontario, are adopting Multilateral Instrument 51-105 Issuers Quoted in the U.S. Over-the-Counter Markets, its companion policy, and consequential amendments.

    Effective July 31, 2012, the Commission is repealing BC Instrument 51-509 Issuers Quoted in the U.S. Over-the-Counter Markets (BCI 51-501), its companion policy, and the Executive Director is rescinding the forms relating to BCI 51-509.

  • BCN 2012/18 - Adoption of BC Instrument 51-511 Exemptions from Multilateral Instrument 51-105 Issuers Quoted in the U.S. Over-the-Counter Markets

    This notice announces that the Commission is adopting BC Instrument 51-511 Exemptions from Multilateral Instrument 51-105 Issuers Quoted in the U.S. Over-the-Counter Markets. The order is effective July 31, 2012.

News and Events

  • News release 2012/64 - BCSC Executive Director’s Bulletin: Securities regulator issues notice of hearing alleging life insurance agent committed fraud 
  • News release 2012/65 - BCSC Executive Director’s Bulletin: Securities regulator issues notice of hearing alleging that two men facilitated the secret promotion of securities 
  • News release 2012/66 - BCSC Executive Director’s Bulletin: Securities regulator alleges $7 million market manipulation against five B.C. residents in notice of hearing and temporary order

Decisions, Settlements, Hearings, and Temporary Orders

 (Enforcement)

Cease Trade Orders and Revocations

 (Failure to File)

Exemption Orders