Weekly Reports
Updates for the week ending September 28, 2012
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Policies and Instruments
- BCN 2012/22 - Notice of Adoption of Multilateral Policy 31-202 Registration Requirement for Investment Fund Managers and Amendments to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations
This notice announces the adoption of Multilateral Policy 31-202 Registration Requirement for Investment Fund Managers and consequential amendments to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations, relating to the registration of investment fund managers. These will come into force on September 28, 2012.
News and Events
- No new documents
Decisions, Settlements, Hearings, and Temporary Orders
(Enforcement)- Thalbinder Singh Poonian, Shailu Sharon Poonian, Robert Joseph Leyk, Manjit Singh Sihota and Perminder Sihota - Notice – Extension of Temporary Order and Adjournment
Cease Trade Orders and Revocations
(Failure to File)- Lion King Resources Inc. - Cease Trade Order
- Ivaco Inc. - Cease Trade Order
- Upper Canyon Minerals Corp. - Revocation Order
- Nouveau Life Pharmaceuticals, Inc. - Partial Revocation Order
- Zungui Haixi Corporation - Cease Trade Order
Exemption Orders
- No new documents