Skip Navigation
About

Weekly Reports

Updates for the week ending November 30, 2012

The list below will link directly to documents on the BCSC website. Please use your browser's BACK button to return to this page.

Policies and Instruments

  • BCN 2012/23 - Notice of Amended BC Instrument 32-517 Exemption from Dealer Registration Requirement for Trades in Securities of Mortgage Investment Entities

    This notice advises of the extension of BC Instrument 32-517 until June 30, 2013.

  • 54-101 - CSA Notice of Amendments to National Instrument 54-101 Communication with Beneficial Owners of Securities of a Reporting Issuer and Companion Policy 54-101CP Communication with Beneficial Owners of Securities of a Reporting Issuer and Amendments to National Instrument 51-102 Continuous Disclosure Obligations and Companion Policy 51-102CP Continuous Disclosure Obligations

    This notice announces the adoption of amendments to National Instrument 54-101 Communication with Beneficial Owners of Securities of a Reporting Issuer, National Instrument 51-102 Continuous Disclosure Obligations, and related forms and companion policies. These amendments establish a notice-and-access delivery option for reporting issuers other than investment funds to send proxy-related materials. Subject to obtaining required ministerial approval, the amendments will come into force on February 11, 2013.

News and Events

  • News release 2012/98 - Canadian Securities Regulators adopt amendments to improve issuer communications with investors
  • News release 2012/99 - BCSC panel releases reasons for cease-trading Petaquilla Minerals shareholder rights plan

Decisions, Settlements, Hearings, and Temporary Orders

 (Enforcement)

Cease Trade Orders and Revocations

 (Failure to File)

Exemption Orders