Weekly Reports
Updates for the week ending December 7, 2012
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Policies and Instruments
- CSA Consultation Paper 91-301 - CSA Staff Consultation Paper 91-301 – Model Provincial Rules – Derivatives: Product Determination, Trade Repositories and Derivatives Data Reporting
The CSA is publishing this paper to obtain public comment on its recommendations about two model rules relating to derivatives regulation: a rule relating to product determination and a rule regarding trade repositories and derivatives data reporting. The comment period expires February 4, 2013. - Multilateral CSA Staff Notice 23-103 - Blanket Orders Exempting Marketplace Participants From Certain Provisions Of National Instrument 23-103 Electronic Trading And Related Osc Staff Position
The BCSC, in conjunction with other CSA jurisdictions, is providing temporary relief from some requirements of National Instrument 23-103 Electronic Trading. The Commission relief is found in BC Instrument 23-501 Exemption from National Instrument 23-103 Electronic Trading. The BCSC is also publishing Multilateral Staff Notice 23-313 Blanket Orders Exempting Marketplace Participants from Certain Provisions of National Instrument 23-103 Electronic Trading and Related OSC Staff Position.
News and Events
- News release 2012/100 - BCSC panel sanctions OTC Bulletin Board company and two directors
- News release 2012/101 - Canadian Securities Regulators seek comment on Model Rules relating to Derivatives: Product Determination and Derivatives Trade Repositories and Data Reporting
- News release 2012/102 - Two Nanaimo residents admit to roles in alleged illegal distribution
Decisions, Settlements, Hearings, and Temporary Orders (Enforcement)
- Brookmount Explorations Inc., Peter John Flueck and Zafer Erick Sungur - Decision
- Zulak Financial Group Ltd., Melvin Zulak and Karla Ann Davis - Settlement Agreement
- Zulak Financial Group Ltd., Melvin Zulak and Karla Ann Davis - Notice of Discontinuance
Cease Trade Orders and Revocations (Failure to File)
- DominionGrand II Mortgage Investment Corporation - Cease Trade Order
- New Island Resources Inc. - Cease Trade Order
- Hellix Ventures Inc., Pure Energy Visions Corporation and Yankee Hat Minerals Ltd. - Cease Trade Order
- Cariboo Lake Resources Corp., Darford International Inc., Ecosse Energy Corp., Noor Energy Corporation, NX Phase Capital Inc., Preo Software Inc., Saxon Oil Company Ltd., The Cash Store Australia Holdings Inc. and Whitewater Resources Ltd. - Cease Trade Order
- Nilam Resources Inc. - Cease Trade Order
- ISee3D Inc. - Cease Trade Order
- American Exploration Corporation, Balaton Power Inc., Eden Energy Corp., Environmental Control Corp., NT Mining Corporation and Salamon Group, Inc. - Cease Trade Order
- Canada Iron Inc. - Cease Trade Order
Exemption Orders
- GrowthWorks Canadian Fund Ltd. - Decision
- GrowthWorks Canadian Fund Ltd. - Decision
- Conifex Timber Inc. - Decision