Weekly Reports
Updates for the week ending January 18, 2013
The list below will link directly to documents on the BCSC website. Please use your browser's BACK button to return to this page.
Policies and Instruments
- CSA Staff Notice 31-332 - CSA Staff Notice 31-332 Relevant Investment Management Experience for Advising Representatives and Associate Advising Representatives of Portfolio Managers
In the attached notice, the Canadian Securities Administrators provide applicants for Advising Representatives (ARs) or Associate Advising Representatives (AARs) registration with a summary of decisions about relevant investment management experience. We expect applicants to consider the information in this notice when deciding whether to apply for AR or AAR registration, and when preparing an application.
News and Events
- News release 2013/03 - Securities regulator alleges fraud, illegal distributions and breach of a cease trade order
- News release 2013/04 - Securities regulator issues notice of hearing and temporary order against B.C. man alleging illegal distribution
Decisions, Settlements, Hearings, and Temporary Orders
(Enforcement)- IAC-Independent Academies Canada Inc., Micron Systems Inc., Theodore Robert Everett and Leonard George Ralph and Robert H. Duke - Temporary Order and Notice of Hearing
- Won Sang Shen Cho, also known as Craig Cho, d.b.a. Chosen Media and Groops Media - Temporary Order and Notice of Hearing
Cease Trade Orders and Revocations
(Failure to File)- 523976 Alberta Ltd. - Partial Revocation Order
- Coltstar Ventures Inc. - Partial Revocation Order
- CJT Financial, Inc. - Revocation Order
Exemption Orders
- No new documents